- Financial Stability: Demonstrate consistent revenue growth and profitability.
- Governance: Establish a strong board and audit committee.
- Market Positioning: Define a compelling investor narrative.
- Investment Bankers: Lead underwriting and market shares.
- Legal Counsel: Ensure SEC compliance.
- Auditors: Prepare PCAOB-complaint financials.
- Investor Relations: Develop investor communication strategies.
- Rigorous Audits: Conduct PCAOB-standard financial audits.
- S-1 Filing: Prepare and file the comprehensive registration statement.
- Governance Alignment: Implement SEC and NASDAQ complaint policies.
- SEC Response: Address and revise based on SEC feedback.
- Rozadshow Strategy: Craft a persuasive investor presentation.
- Investor Engagement: Conduct a 1–2 week roadshow to generate demand.
- Price Determination: Gauge demand and set the IPO price.
- Pricing and Allocation: Finalize pricing and allocate shares.
- NASDAQ Listing: Commence public trading under a ticker symbol.
- Ongoing Reporting: File quarterly (10-Q) and annual (10-K) reports.
- SOX Compliance: Adhere to Sarbanes-Oxley requirements.
- Investor Communication: Maintain transparent shareholder relations.
